YouTube user “Trumpet Thoughts” (Donovan) put together a video that describes the three basic embouchure types using Donald Reinhardt’s terminology. I found it to be a pretty good basic description of the three basic embouchure types.
If you followed my link above the video you’ll see one of my summaries of these three basic embouchure types. Reinhardt did distinguish embouchure types into more detailed categories than the three basic ones, but these three types are enough to describe any functioning embouchure. The only difference between some of Reinhardt’s less common embouchure types and the three basic types is often just the position of the musician’s jaw while at rest. For a little more detail about these embouchure variations you can see my Reinhardt/Elliott Embouchure Type chart.
For example, my own embouchure technically would be categorized as a Reinhardt IVA embouchure type. In other words, I have a low mouthpiece placement so the air stream is directed up, and I pull my lips and mouthpiece together down to ascend (which Donovan discusses as a “pivot” in his video). But the only difference between my embouchure and Donovan’s is that I play with a receded jaw position and have a lowered horn angle.
Horn angle can be a very personal embouchure characteristic, even between players of the same embouchure type. If you look around my web site you’ll see some examples of Very High Placement (Reinhardt IIIA) embouchure type players that have the typical straight out horn angle, but some play better with a receded jaw position and a lowered horn angle. Most Medium High Placement (Reinhardt IIIB) embouchure type players have a receded jaw position and a lowered horn angle, but there are also many who play best with a horn angle close to straight out.
Reinhardt felt the lowered horn angle on an upstream player to be important enough to warrant its own embouchure type. On one of his instructional tapes he described a IVA.
I almost think of a Type IVA hasn’t developed and [is a] Type IV that hasn’t gotten around to being a Type IV, if you know what I mean. In other words, the horn is on its way up but never got there, so to speak.
So You Think You’re a Type IV – Donald Reinhardt instructional tape
On that particular tape (and on others) Reinhardt discusses working with a student’s horn angle by having him or her practice with it too high and too low for periods of time, then “whittling” the horn angle in over time. And you can also certainly find downstream embouchure type players who have horn angles that are different from what is typical. To my reasoning, a Low Placement embouchure type with a lowered horn angle (Reinhardt IVA) is really no different conceptually and doesn’t really require any shift in pedagogy from standard Reinhardt type IVs. Nor does it seem to be that much different from a Very High Placement (Reinhardt IIIA) who plays better with a lowered horn angle.
Horn angle is a continuum. At what point does a Type IV become a IVA? With any student, regardless of embouchure type, I want to help the student work out their own idiosyncrasies, including, but not limited, to where their horn angle works best for any particular note. With similar horn angle variations found in all the embouchure types I don’t see a need to separate the upstream embouchure type performers according to their horn angle.
A recent discussion on TromboneChat discussed playing pedal tones and whether or not it is appropriate to switch embouchure types for playing the pedals. Specifically, whether it’s helpful for a downstream player to change to upstream or vice versa. One participant wrote:
If you are a high placement downstream player, reverse your playing to upstream for pedals. I don’t know how you would do it if you are an upstream player already.
Basically, the airstream needs to aim more or less right at the mouthpiece throat.
First, it’s important to understand and define what upstream and downstream embouchures actually are. Follow the above link to read and watch some details, but to summarize when a brass musician places the mouthpiece with more upper lip inside the mouthpiece the air gets blown in a downward direction. When the mouthpiece is placed with more lower lip inside the air stream direction is blown up. This embouchure characteristic can be found on all functioning brass embouchures, regardless of how the musicians feels is what is happening. It’s not directly related to the position or the jaw, it’s the mouthpiece placement that makes the air stream blown up or down.
It is definitely true that as a brass musician plays lower the air stream will be blown closer towards the shank of the mouthpiece. But I don’t feel it should switch air stream direction. In fact, I don’t buy that this is actually happening with the examples shown or discussed in the Trombone Chat topic. For example, one participant feels that this film of George Roberts playing a pedal F demonstrates a switch from upstream to downstream.
If you’re not convinced, let’s take a look at a bunch of different trombonists playing a pedal Bb. First, let’s look at the more common downstream types.
Downstream Pedal Bb
The above photo captures the aperture close to its most open position and the air stream does look like it might be being blown straight into the shank. Note the slight overlap of the upper lip over the lower.
This player shows a similar lip position as the player above. Both players place their mouthpiece quite close to half and half, perhaps too much so. Again, notice how the lips are lining up. In this case the upper lip doesn’t look like it overlaps quite as much over the lower.
This one doesn’t have the best angle, but you can see the upper lip overlapping the lower lip slightly. Here’s several more.
You get the idea. In the above examples there is more upper lip inside the mouthpiece and the upper lip slightly overlaps the lower. This upper lip overlap is easier to see in higher register notes because the air stream is blown more sharply downward, but the same general lip position is present on the pedals too.
I want to point out that some of the above players reset their mouthpiece placement to a more centered placement to play pedals. This is something I advise against, but it’s important to notice this fact because it is something that happens with upstream trombonists as well.
Let’s compare the downstream players with some photos of upstream trombonists playing a pedal Bb and see if there’s an obvious difference.
Upstream Pedal Bb
The glare off the flash on the mouthpiece along with the position the lip aperture happened to be in makes it a little harder to see, but notice the mouthpiece placement allows for more lower lip inside. This trombonist resets the mouthpiece to a position closer to half and half for pedal range – and example of “shifting” to play pedals that I advise against. If you rely on resetting the mouthpiece for pedals you’re always going to have trouble getting in and out of the pedal register. It’s best to learn to play pedals in a way that matches your embouchure form for the normal playing range.
This upstream trombonist also resets the mouthpiece to a more centered position. You can see the loose right mouth corner. Collapsing the embouchure formation to descend is a common issue. Those features aside, notice the lower lip is overlapping the upper lip slightly. There is a distinctly different lip position compared with the downstream embouchures.
This upstream trombonist has a placement close to half and half for his entire range. I didn’t capture the aperture in a very open position for the above photo, but that is a pedal Bb. Photos of this musician playing higher notes shows it much more clearly as an upstream embouchure. Again, notice the lip position and compare to the downstream players.
This photo got the aperture in a position that makes it easier to note the upstream air direction for a pedal Bb. Notice how the lower lip predominates and overlaps slightly.
Here’s another example. The glare of the flash again gets in the way a bit, but you can see the predominance of the lower lip inside the mouthpiece and the lower lip is slightly in front of the upper. This is opposite of all the downstream examples.
The above photo is me playing a pedal Bb. My friend didn’t quite get the side angle I had with the other photos, so it’s harder to see the lower lip coming out in front of the upper, but you can clearly see how much more lower lip is inside the mouthpiece.
There is a general type of lip position you can see inside the mouthpiece that is different between downstream and upstream brass musicians. If you take the time to look closely at a number of different brass embouchures like this you’ll become adept at spotting the difference. Look closely at the above photographs and also the entire Leno film I embedded above and look for which lip tends to overlap the other. With downstream players the upper lip will be slightly in front of the lower while with upstream embouchures you’ll see the lower lip slightly in front of the upper. It doesn’t matter what the horn angle is or jaw position, the mouthpiece placement makes the embouchure upstream or downstream. Notice in the above photo examples that you can find players with receded or aligned jaw positions playing upstream and downstream.
One thing that you won’t be able to see in just the isolated photographs is that there is a gradual adjustment of the air stream direction from high to low. When a downstream embouchure brass musician plays in the upper register the air stream is blown more sharply downstream and when that musician plays in the lower register the air stream will be blown at a smaller angle downward. This is reversed for upstream embouchures. The Lloyd Leno film I embedded above shows this pretty clearly in slow motion.
So the question is whether or not it’s appropriate to change embouchure types for pedals. As a tenor trombonist, I don’t need to perform pedals very frequently and generally the context in the tenor literature for pedal tones are such that if I did need to reset or make a radical shift in my embouchure to get pedal tones out I probably could. So you could make an argument that as long as this shift doesn’t happen in the normal playing range it’s no big deal.
That said, I think it’s best to avoid any embouchure type switching or radical shifts in embouchure, regardless of what range it’s in. For one thing, shifting back and forth will cause a noticeable break in the embouchure and right at that switch you’ll be able to see and hear something happen. Here is an example of this happening in the normal playing register on a tubist.
Notice the lip position inside the mouthpiece. For his lower register his lower lip predominates and the embouchure is upstream. In the middle of his register he flips lip position and the upper lip begins to predominate and the air will be blown downstream. He’s quite adept at going back and forth, but you’ll hear that he almost always cracks the notes around the break. When asked to play something that happens right at this switch things can easily break down.
This tubist happens to have a mouthpiece placement too close to half and half, so he is unable to keep the embouchure functioning for the entire range as either upstream or downstream. Notice that his type switching happens without a radical change in jaw position or other shift that might be noticeable if you don’t know what to look and listen for.
Something similar can happen for trombonists when they play pedal tones, but the same disadvantages that the above tubist is dealing with apply. Again, you could make the argument that a tenor trombonist who plays pedals infrequently shouldn’t worry too much about playing the pedal range differently, but if that embouchure type switching creeps into the normal playing range it will be more problematic. Regardless, I feel that spending time in the practice room to minimize or eliminate any unnecessary or drastic shifts in embouchure technique is better – even for the pedal register.
For years I’ve been coming across advertisements for the Stratos, invented by trombonist Marcus Reynolds. I first heard about this device about 10 years ago, in 2013, and wrote up my initial thoughts here. In 2014 I came across another video from Reynolds and wrote my impressions of that video here. Reynolds is a tireless promoter and I’ve been seeing more and more of his posts and videos about this device the past couple of years, so I finally broke down and purchased one to see if it lives up to the hype.
Since this will be a long post, I’ll give you the tl/dr version up top – You can save your money. It’s possible that it can be used for a small number of embouchure tweaks, but it’s completely unnecessary and if you use it wrong it has the potential to hurt more than it helps. Using it correctly is harder than you might think. Reynolds’s instructions don’t take individual differences into account or certain embouchure mechanics that the Stratos interferes with.
What is the Stratos?
The Stratos is a device that is designed to attach to the shank of your mouthpiece. An adjustable rod with a suction cup then is set so that it rests against your chin while you play. There is some give with the chin rest due to a spring set up inside, but the general idea is that it will keep you from pressing the mouthpiece hard against the lips. There are two versions. The original is called the Stratos Encore Pro and costs £249.99 ($313.04 currently). A less expensive version, 3D printed I believe, is called the Stratos Performer and costs £79.99 ($100.17). They aren’t cheap and that doesn’t include shipping costs.
The inventor, Marcus Reynolds, is a U.K. based trombonist of some note. His embouchure bonafide comes from his experiences relearning how to play following an accident which pushed his mouthpiece through his top lip. After an operation he also apparently developed focal task specific dystonia in the embouchure. He diagnosed his initial return to playing as being held back by “lactic acid trying to repair the scar tissue” and invented the Stratos as a way for him to practice with the mouthpiece rim “hovering” over the scar tissue. Today he has returned to performing professionally and tirelessly promotes the Stratos.
When you order the Stratos Performer it will come unassembled and you’ll have a sheet of paper giving you a brief overview on how to assemble it, as well as a typed out link and QR code to a YouTube video that goes over putting it together. The typed out link was broken, but the QR code did direct me to this video. I did not receive any instructions from Reynolds on how to use the device with my order, so I had to do my own internet searches and reached out directly to him.
What Are the Claims?
Before I go into details on my personal thoughts, I think it’s helpful to take a closer look at the inventor’s claims and learn whether they hold water.
Air Stream Direction
The above video is one of the earlier ones you can find, I think originally made as a DVD that shipped with the original Stratos. Reynolds states:
What should happen is that the air you are buzzing through the mouthpiece should flow through the center of the shank of the mouthpiece. In many cases with amateur and professional alike, this is not necessarily the case and you will not be aware that they is in actual fact being directed by your lips into the bottom of the mouthpiece reducing the power and effectiveness of the air produced making it more difficult to reach the pure note you seek. Especially when you are playing notes in the higher register. If your teeth are not aligned when you play the air produced will be directed downwards hitting the bottom of the cup of the mouthpiece.
While Reynolds does acknowledge upstream and downstream embouchures here, blowing straight into the shank does not happen with well-functioning brass embouchures. The Stratos won’t help you blow straight into the shank, and if it does you’re moving in the wrong direction. This claim has been thoroughly debunked for quite a while – including by one of the sources that Reynolds cites (I guess he didn’t actually read the book).
I asked Reynolds a couple of times about this claim and never got a straight answer from him. It’s possible he’s modified this idea now.
Jaw Position and Teeth Alignment
The prime function of Stratos is to enable you to position your jaw and teeth correctly allowing you to position your lips on the mouthpiece with less pressure and maximum air power with minimal effort and maximum results.
“Correctly” in this context, according to Reynolds, is to position the jaw so the lower teeth and upper teeth are more or less aligned. Lining up the teeth works great for many players, not so well for others. This is personal. Reynolds assumes that what works for his physiology will work for everyone. There are just too many examples of excellent brass musicians who play with a receded jaw to assume that aligning the teeth is correct for everyone.
I think it’s likely that Reynolds allows for different positions of the jaw, including a receded jaw position or even one whether the jaw protrudes so the lower teeth are in front of the upper teeth. However, that’s not how he instructs people to use the Stratos, and it really needs to be made clearer in the instructions if my assumption is correct.
Mouthpiece pressure is more complex than Reynolds gives it credit. It’s been shown that we use more pressure than we realize in normal brass playing and also that we’re terrible judges of how much mouthpiece pressure an individual player is using in the first place.
In my experience excessive mouthpiece pressure is a result of something else not working correctly. When you fix the actual issue the mouthpiece pressure will usually reduce on its own. In fact, many players don’t use enough mouthpiece pressure, particularly in the lower register. Often they have trouble with applying a proper amount of mouthpiece pressure because they are not firming their lips up enough to accept the normal amount of pressure necessary for efficient playing in the first place. Reducing mouthpiece pressure as an a priori assumption is hit or miss at best, you need to understand overall embouchure form and function and the relationship mouthpiece pressure has in the bigger picture.
In other videos Reynolds makes a big deal about reducing mouthpiece pressure so that the blood can flow to the lips. In Part 3 of the original DVD he states, “I think the more blood can get in there the more strength there is. . . This pressure pushes the blood away.”
I don’t have any serious medical training or formal study of anatomy, so you can take my thoughts with a grain of salt. I don’t think Reynolds knows what he’s talking about either, though. I suspect that if we were actually starving the lips of oxygen from lack of blood flow that we would see the lips turning blue and have other more serious issues than a red ring on the lips. Don’t worry about a red pressure ring on the lips from the mouthpiece rim, that happens to a many players and doesn’t suggest you’re using too much pressure.
Why Is This Important?
All of the above premises are dubious claims at best and outright wrong at worst. Now that doesn’t mean that the Stratos is useless, but it was designed under false premises. If the rationale behind why the device was invented is faulty in the first place then it stands to reason that the conclusions of what it’s actually doing are probably wrong too,
The lack of understanding about basic embouchure characteristics such as air stream direction, jaw position, and teeth alignment are huge red flags to me. I don’t feel that Reynolds truly understands brass embouchure technique as well as he thinks and what he suggests that the Stratos is doing for one’s playing is not the case. Nor is what Reynolds recommends going to be correct for many brass musicians.
How To Use It According To Inventor
I mentioned above that I had to go out of my way to find instructions on how Reynolds advises students to use the Stratos. I emailed him for help and he directed me to this video.
In this video Reynolds instructs us to set the Stratos up so that the chin rest and mouthpiece rim are lined up and play some simple scale fragments. Then you adjust it so the chin rest extends just a hair further and repeat. This will supposedly make it so that the higher pitches are as easy to play as the lowest note in the scale. As you continue this process of setting the chin rest even further past the rim you are instructed to keep the jaw forward, even though it’s being pushed back by the chin rest. When you reach this point the mouthpiece will only be lightly touching the lips with very little pressure. Continue until you’re essentially free buzzing into the instrument and practice like that for a bit. Then you pull back the chin rest so that it’s far enough to not contact the chin at all and play. In comparison “the note just flew out,” as Reynolds proclaims when he plays with the chin rest off. You’re supposed to practice about 10 minutes a day like this with the Stratos, then take it off. If you revert back to your “bad habits” you put it back on for a bit.
How well did the above instructions work for me? It was disastrous when I followed it to the letter. I absolutely play better with a receded jaw position and my horn angle tilted down. Starting with the chin rest aligned with the mouthpiece rim was already at the point of where it was sounding terrible and too much effort to play. Sure, I’m not using nearly as much mouthpiece pressure as I usually do, but that’s not really a good thing. I can confirm that when you position the chin rest all the way back and return to playing as normal that the note will “just fly out” like Reynolds claims in the above video. The comparison of how easy it is to play without the Stratos felt easy because I just spent 10 minutes trying to play wrong. It’s like hitting myself in the head with a hammer – it feels good when I stop.
If you’re a brass musician like me who plays best with a receded jaw position you might be able to learn something by practicing in a way that is actually incorrect for a bit, but you’re risking messing up your chops by following Reynold’s instructions. Instead, you should probably start with the chin rest in position where it works best. When I switched to starting with the Stratos set up in my normal playing position I got results more similar to Reynolds’s demonstration video. But that just means it sounded worse and worse until I stopped using the Stratos. Again, it feels better when I stop using it – not because it’s helping me play more efficiently but because I stopped playing wrong.
What It’s Actually Doing and What It Could Actually Be Helpful With
The Stratos does make you play differently, just not in a way that is accurately described by Reynolds. With some understanding of how brass embouchures actually function there are a couple things that the Stratos could have some possible use for.
The best use I found from practicing with the Stratos was using it to provide tactile feedback on the jaw. The position of the jaw is a very important part of a brass musician’s embouchure. For a player with a habit of keeping the jaw in a position that is less than ideal for their anatomy, you could use the Stratos to provide some tactile feedback as to whether the jaw is in the correct placement. For players who open their mouth wide to breathe or drop their jaw to descend you could use the Stratos to again help the player notice more readily when they are pulling their jaw out of the correct position.
But that use needs to first come with an understanding of where the jaw should be for the individual player. I guess you could also use the Stratos to help find the correct position of the jaw by gradually adjusting the position of the chin rest as described above, but I find it easier to simply move the horn angle and have the student follow the horn angle with the jaw while listening to intonation and tone. I’ve had pretty good success helping students find their individual correct jaw position and horn angle without any devices. It’s at least as effective, and a whole lot cheaper.
Other than this form of external feedback on the jaw position, I didn’t find there to be any real value in practicing with the Stratos. Furthermore, I feel that everything that it can do for your embouchure technique can be done just as easily without it, provided you have the background to understand how your embouchure functions correctly.
What It’s Hindering
While I anticipated the Stratos would interfere a great deal with the embouchure motion, I was surprised that it was easier to push and pull my lips and mouthpiece and slightly alter my horn angles than I expected. That said, it still is inhibiting my ability to freely make those necessary alterations and my playing is just a bit sloppier than without it on. Some players might find their embouchure motion is static enough that it’s not a big deal, but I found using it discouraged the correct changes I need. If you need to reduce the amount of embouchure motion and horn angle change that you use there are easier (and cheaper) ways to go about it than using the Stratos.
The instructions don’t go over using the Stratos to find the correct jaw position for a player who correctly plays with a receded jaw. I don’t know for sure if Reynolds would allow for this in a private lesson, but his online videos ask you to start with the chin rest and rim aligned and then protrude the chin rest even further from there. If you follow his instructions literally and happen to be a brass musician who plays correctly with a receded jaw position this is not going to be helpful.
When positioned in a particular way the Stratos does indeed make it so you have to use less mouthpiece pressure. As I mentioned earlier, in my experience it’s more common to find players who don’t use enough mouthpiece pressure, so in this case reducing the mouthpiece pressure is the opposite of what they need to move towards. For players who are using too much mouthpiece pressure there are usually other things that are not working correctly so that the musician is relying on the excessive pressure as a crutch. With an understanding of embouchure form and function you can fix the cause of the symptom and usually the excessive pressure will go away on its own. Simply reducing mouthpiece pressure on its own is treating the symptom and not fixing the actual problem. There may even be some risk of injury for players when they take the Stratos off to play if they don’t make the necessary correction to their embouchure form.
So You Still Want To Learn More
If you really want to learn more about the Stratos it’s quite easy to get in touch with Reynolds. He’s very accessible and seems genuinely excited about the Stratos. You can contact him through his web site and watch his videos on YouTube. He also is the administrator of a Facebook group (mis)named “Brass Embouchure Advice,” which you can search for on Facebook and join if you’re so inclined. Keep in mind any advice you get there is almost certainly going to be recommending the Stratos. Reynolds states, “All my students had success with it. It’s almost a device that cannot not work.” (I don’t believe this to be the case). Advertisements of anything other than an endorsement of the Stratos are prohibited, for the most part. In my experience trying to post in that group I often had long delays in getting my posts approved and actually was banned for a while simply for posting this link.
As I said, Reynolds is easy to reach and enthusiastic about the Stratos. After mine arrived I reached out to him by email and he offered to give me a lesson (he would have charged $100) with a money back guarantee if I didn’t find it helpful. I tried to schedule something with him during my spring break when I had a lull in my schedule, but between both of our busy schedules and the time difference we weren’t able to find a time to get together. It’s possible that my opinion of the Stratos would have changed with a lesson from its inventor, however I feel that I already know enough about brass embouchure technique to understand what the Stratos can actually do and how to do the same thing without it. But you might feel differently and if you are interested it’s probably not too hard for you to make that happen – provided you’re willing to drop over $200 on both the device and a lesson.
However, I feel you’ll need to take Reynolds’s advice with a grain of salt. In his instructional videos and other places online he mischaracterizes brass embouchure technique, often offering contrary descriptions of how things should function. It mostly seems he makes recommendations that describe how he thinks he plays, without consideration of what is actually happening and how it can be different from player to player.
The Stratos is expensive, overpriced for the value in my opinion. Everything that I might use it for can be done just as easily, perhaps better, without the device. There are some inherent risks using it that could lead you to habituating something that is wrong for your embouchure. You’ll need to make some effort to find instructions on how to use it, since it’s not obvious when it is shipped to you, unless you want to spend the money to catch a lesson directly with Reynolds. Furthermore, those directions are not universally good for all brass musicians.
My Stratos is now in my junk drawer with old mouthpieces and other things I don’t use. At some point I will probably try it out with a student, just to see what happens, but I won’t use it as suggested by Reynolds and I won’t recommend anyone spend the money to purchase their own.
If you have already contacted me about tomorrow’s brass embouchure Zoom hangout you should have gotten an email from me with the Zoom link. If you didn’t get it, please make sure you’re checking the email account you reached out to me and look in your spam folder, just in case.
If you can’t find it, please reach out to me again and let me know. If you didn’t let me know you’re interested already and want to participate let me know and I’ll send you the Zoom info.
There were two days/times that tied for being the most convenient for people to attend, so I arbitrarily chose Tuesday, April 4, 2023 at 1 PM eastern (5 PM GMT).
This is a free Zoom “workshop” where I will spend about an hour discussing basic brass embouchure patterns and what I think the pedagogical implications of understanding how brass embouchures function. Afterwards we’ll spend time just hanging out and informally discussing brass pedagogy and playing, including taking the time to determine participants embouchure types and discussing troubleshooting specific problems.
If you want to attend please fill out the below form with your name and email. I will email you a Zoom link, probably on Monday.
Participants are encouraged to have your instruments around for the informal discussion. As I mentioned, I would like to take the time to play “guess the embouchure type” and see if we can offer some helpful advice for players and teachers working with brass embouchure issues.
Back a couple of years ago, when the pandemic lockdown was happening, I put together a couple of Zoom lectures to discuss brass embouchure pedagogy. I’ve been considering doing this again, so here’s an online poll to assess both the level of interest in participating and when a good day/time would be. This would be free, but I will ask you to register at a later date. Choose as many of the following options as you want.
Update – The poll is now closed. The Zoom hangout will happen on Tuesday, April 4 at 1 PM Eastern (5 PM GMT). See this post for info on how to get into the Zoom meetup.
The exact times might fluctuate, so instead of 10 AM maybe I’d start it at 10:30 or 11:00. So if the time frame is close, but maybe within an hour of when you think you could make it, go ahead and indicate the time that is close for you and leave a comment here with your hoped for start time. Last couple of times I did this we went a couple of hours, so I expect that we’ll hang out about the same length of time.
You might need to be logged into WordPress or otherwise be a registered commenter on my blog here to participate, I’ll try to test this later. If you’re having issues submitting your requested days/times, you can always just reach out to me through my contact form instead.
I’m going to play “guess the embouchure type” again, this time looking at a couple of videos of Christopher Martin’s trumpet playing. Martin is the principle trumpet with the New York Philharmonic and formerly played with the Chicago Symphony Orchestra, so you know his playing is impeccable. Take a look at his chops in these two videos and see if you can guess his embouchure type. My guess after the break.
The best look at his embouchure is at the very beginning, when he plays the Pictures at an Exhibition excerpt. Since this trumpet solo involves a lot of large intervals you should be able to get a good enough look at his chops to tell, but here’s another video that has good shots of his embouchure for much longer.
Ask a bunch of brass teachers how to make changes in instrumental technique and you’ll get a lot of contrasting advice, but if there is a consensus of sorts it seems to favor developing a good sound concept and allowing the body to figure itself out. I’ve written many times about why I feel this approach is not ideal, including looking at research that investigates how we learn and develop motor skills. The trouble with utilizing that research to design teaching and practice strategies for musicians is that a large part of that research is tested using skills that are new to the test subjects. What is the best way to make changes or refine a skill that is already developed? I recently came across an article published in 2016 in the Journal of Applied Sport Psychology that takes a close look at that question and offers a five part model for making corrections to a skill already learned.
We do need to keep in mind that this article is specifically looking at athletics and not music performance and pedagogy, but I think that the psychology between instrumental technique and athletic skills is similar enough that we can use the same strategies. With that caveat in mind, here’s a look at the five part process for refining technique.
Step 1 – Analysis
Yes, the first step is to analyze the musician’s technique. Right off the bat some brass teachers are going to flinch when they read this. For many, analysis is seen as a bad thing and it leads to “paralysis by analysis.” I find this attitude silly, to be honest. If you or a student is freezing up when playing mechanics are getting a close look for how efficient it’s working then you’re doing the analysis wrong in the first place.
The analysis step is vital for a couple of reasons. First, we need to be able to assess if playing difficulties are due to a mechanical issue in the first place. Furthermore, the analysis process should identify the precise cause of a technique flaw in an objective manner. Too many brass teachers are too quick to assume that the issue is being caused by incorrect breath control or maybe a poor sound concept. Those things can result in inefficient technique, but there are other areas in brass mechanics that also need to be analyzed and addressed.
One point the article mentions that I think is important here is that the athlete’s (or musician’s) technique should be analyzed separately from an attempt at correction. In other words, the musician’s attention should not be on the playing mechanics being addressed while analyzing the technique. It’s best is the coach (teacher) is the one doing the analysis. It’s notoriously difficult to analyze your own issues, so if that’s necessary it’s probably best done by recording your playing and doing your analysis away from the act of playing your instrument.
Also addressed in the article in this stage is getting the athlete (musician) to buy into the process here and recognize that there is a technique flaw that needs to be dealt with. Since there is typically a drop off in performance that happens during the next stage due to the technical refinement being new it’s important that the musician understand why the change is necessary, what specifically to change, and how to make that change.
Step 2 – Awareness
The goal in this step is to deautomate the instinctive inefficient technique. When the habitual way of playing the instrument isn’t working properly it needs to be replaced by the correct technique and that requires the musician (or athlete) to be aware of the technique in the first place.
To deautomate the aspect of technique requiring refinement (hereafter termed the target variable), athletes are required to consciously apply a narrow and internal focus of attention (cf. Wulf, 2013), which enables access to the relevant movement component within the memory trace (Christina & Corcos, 1988). If control over the target variable remained largely subconscious, as is thought ideal for performance (Csikszentmihalyi, 1990; Swann, Crust, Keegan, Piggott, & Hemmings, 2015), it would be difficult to see how any long-term changes could be initiated. Indeed, Rendell, Farrow, Masters, and Plummer (2011) have demonstrated the limitations of implicit strategies in this particular context. More specifically, athletes counting the number of tones overlaid on music soundtracks (i.e., an effort not to think about the movement) during netball shooting practice to a higher than regulation ring led to an eventual lower ball flight trajectory instead of an intended higher trajectory, despite athletes not being aware of any change taking place. In short, a conscious focus seems to be an essential precursor of effective motoric change.
Implementing the Five-A Model of Technical Refinement: Key Roles of the Sport Psychologist – Howie J. Carson & Dave Collins
The bold emphasis in the above quote is mine in order to highlight the difference between this evidence based strategy compared to the approach many brass teachers take where they intentionally keep their students awareness off the specific mechanical skill. Traditional brass pedagogy skips this step.
One reason why I think many teachers intentionally avoid the process of helping a student become aware of their playing mechanics is that there is almost always a drop in performance when a change in motor skills is made. Where many brass pedagogues assume this decline is an indication that the awareness is making the problem worse, sports psychologists see this as a necessary step in the process. Music students need to be aware of what the purpose of this stage is and be realistic in their expectations.
The authors recommend contrast drills as providing good benefits in this stage of the process. Practicing this way involves spending some time alternating between the old and incorrect way of playing and the new and more efficient way.
Contrast drills challenge athletes for two main reasons. First, a movement component that has been under largely subconscious control must return to consciousness (i.e., executing an already existing technique under a different type of control); second, athletes must consciously manipulate their movement to achieve a new technique. As such, executions are performed with an imbalance of control and require a high degree of concentration and motivation. Using paradoxical training interventions (i.e., asking an athlete to purposefully make an error; see Bar-Eli, 1991) as one way to explain the intended outcome (see also Carson, Collins, & Richards, 2016), contrasts between techniques enable the coach to “reframe” the situation and the athlete to realize what is required to make the change, that is, to fully notice the difference.
Implementing the Five-A Model of Technical Refinement: Key Roles of the Sport Psychologist – Howie J. Carson & Dave Collins
Again, we can compare the emphasis on conscious manipulation of the technique recommended above to the more popular idea in brass pedagogy of discouraging any conscious manipulation of playing mechanics.
Step 3 – Adjustment
In this stage the goal is to make the specific change in technique. The musician (or athlete) becomes familiar with the new technique and how it feels and works when correct. The authors recommend feedback be provided to the student in the form of both recorded trials with the new technique as well as through questions, primes, and verbal instructions that guide the preferred technique.
Contrast training is adjusted in this stage so that the old versions of the playing technique are phased out in favor of the new and correct way of playing.
It has yet to be investigated, but we feel that attempts to unconsciously shape the new behavior, through solely implicit, constraints-based coaching, for example, are less likely to generate effective outcomes such as long-term permanency and robustness under stressful conditions. This may well necessitate a change of behavior by the coach if they are devoutly convinced by this approach, and the psychologist can help greatly by supporting the necessary approach.
Implementing the Five-A Model of Technical Refinement: Key Roles of the Sport Psychologist – Howie J. Carson & Dave Collins
The above quote notes that there are many athletes and coaches who favor an unconscious approach at this stage, but the author’s feel that this approach is less effective in the long term. I agree with their assessments here, but will reiterate their point that further research is needed in this area.
Step 4 – (Re)Automation
Only after the conscious adjustment is made to playing technique do the authors recommend working on making this change automatic. At this stage continuing to break up the playing technique or motor skill into individual steps becomes detrimental in situations of stress (i.e., a performance or audition). Instead, in this stage we finally begin to make the new way of playing internalized.
Music teachers frequently coach their students through mental imagery and analogy. I’ve often pointed out that this is a double edged sword. It’s not helpful in the earlier stages, but at this point it is a necessary step. It’s at this point where the teacher helps the student to perform the technique without conscious effort on playing correctly. This is the stage where the implicit approach takes over.
Step 5 – Assurance
In this final stage the goal is to generate complete confidence in the athlete (or musician) in the unconscious execution of the corrected technique. The student gets regular reassurance from the coach or teacher that new change is working correctly. Assessing the new technique through challenges involving physical fatigue or otherwise “pressure testing” the student is valuable in this stage. This is the point where the musician or athlete just concentrates on the end goal of making good music or putting the ball into the basket.
The authors note a specific pet peeve of mine in the typical strategy employed by most brass teachers, separation of the psychology of performing with an accurate understanding of motor skills.
First, there is a distinct need for sport psychology and motor control knowledge to be reconsidered in unison. Unfortunately, in our view, this separation has been driven by too narrow a focus in each case—emotion and cognition in the former and co-ordination dynamics in the latter. Bridging this gap, recent efforts have been made to examine the effects cognition over elements of the movement execution. Carson and Collins (2014, 2015) recently termed this study “psychomechanics” and have explored relative states of automaticity through use of intraindividual movement variability as an indicator of such control (e.g., when executing golf shots with a ball or as intentional practice swings; Carson, Collins, & Richards, 2014b). In short, planned training designs must address not only the development of task-specific cognitive strategies but also how the execution may be embedded with relative permanence and pressure resistance (cf. Carson & Collins, 2016).
Implementing the Five-A Model of Technical Refinement: Key Roles of the Sport Psychologist – Howie J. Carson & Dave Collins
I thought I had posted this video before, but when looking for it here I couldn’t find it. Here’s a video of tubist Oren Marshal, of the London Brass, in a rehearsal. Look at his chops closely and see if you can guess his embouchure type. My guess after the break.
I was lurking on a brass forum and came across some discussion of the Stevens-Costello book, Embouchure Self-Analysis: The Stevens-Costello Embouchure Technique, by trumpet teacher Roy Stevens. It had been probably 15 years since I read this book, so I got a hold of a copy, reread it, and have started practicing out of this book. It’s an interesting book, filled with a lot of advice that I find very good, but also some inaccurate statements about brass embouchures and a lot of advice that is probably only relevant to a smaller portion of brass players.
Embouchure Self-Analysis was first self-published in 1971 and until Stevens’s death in 1988 remained in print. Afterwards, this text was harder to find until Bill Moriarity spearheaded an effort to get it reprinted in 2006. The copy I have lists a copyright for 2012 by David Hay. I ordered it here.
There are two main sections in this book. The first part is text and includes Stevens’s descriptions and suggestions for a well-functioning embouchure. I have mixed feelings about all this text, for a variety of reasons. My first complaint is that Stevens does what so many other brass teachers do, he assumes that how he plays must be “correct” for everyone. Stevens advised all players to play with an upstream setting and even instructs certain characteristics that won’t work for a certain minority of upstream players too. Brass musicians who aren’t suited for an upstream embouchure are who take Stevens’s instructions too far will struggle, but if you’re in the minority of players who have a Low Placement embouchure type and fit squarely into the variation of this type that Reinhardt classified as a Type IV embouchure the text describes very closely the mechanics of how this embouchure type tends to function at its best.
My own embouchure type is upstream, but I play with my jaw somewhat receded and have a lower horn angle. Reinhardt tabled this as a Type IVA. I just consider it to be a “Low Placement” embouchure type, since the same basic principals of playing correctly seem to apply to this variation. This is important, because a lot of the text discourages a receded jaw while playing, which is the best position for my anatomy. I can protrude my jaw into the position that Stevens recommends and I can make sounds that way, but it doesn’t work very well.
This is an important point and is my main criticism of this book. Roy Stevens essentially is advocating everyone play with the same embouchure type that worked for him. This flaw is very common in almost any brass resource that describes embouchure technique, so it’s not unique to Stevens. It’s ironic what Stevens’s student wrote in the appendix.
At the age of eighteen, I studied with a teacher who was credited with 50 years experience. After spending five years with this man I discovered the only theory his teachings were based upon was the altogether too common one of “I play the horn this way and so should you.”
Embouchure Self-Analysis, Stevens/Costello, p. 103
The key to working out of any method book is to understand that it’s not exactly what you practice, but how you practice that’s important. Anyone working out of this book will need to take at least some of Stevens’s descriptions of functioning embouchures with a grain of salt.
As I mentioned above, some of it is accurate for only one less common embouchure type.
The concept of aiming the air up for all notes or tones must be upheld. It is this formation of the embouchure musculature that will prevent slack or collapse of the surface tension in both lips.
Embouchure Self-Analysis, Stevens/Costello, p. 13
(This advice is great if you happen to have the anatomy that makes an upstream embouchure work best for you.)
Some of it is good general advice that will apply to most players.
Mouthpiece distribution of weight should be 40-45% top, 60-55% bottom.
Embouchure Self-Analysis, Stevens/Costello, p. 8
(The lower lip is usually a bit “meatier” than the upper lip and can take more mouthpiece pressure than the top lip. I feel it’s good advice for all players to keep a little more mouthpiece weight on the lower lip.)
And some of it I find questionable for almost all players.
I am vehemently opposed to the “common ground argument” of the (EEE) action of the tongue for the upper register combined with the relative jaw action. . .
Embouchure Self-Analysis, Stevens/Costello, p. 15-16
(It’s been pretty well established today that brass musicians alter the position of their tongue, generally raising it to ascend. For some players it can be more than others and for some players it can feel like they are keeping their tongue in position, but the reality is that tongue position while slurring and sustaining should move towards a higher position to ascend, just not too high.)
Sprinkled throughout the text are some unusual exercises or demonstrations. The most famous example is his “palm exercise.”
. . . [L]ay the instrument flat upon the palm of the left hand with the fingers extended in such way that with any excessive pressure, it will slide off.
Embouchure Self-Analysis, Stevens/Costello, p. 40
If you’re not already familiar with this exercise, here is a former student of Roy Stevens, Larry Meregillano, demonstrating and describing the exercise.
I’ve written about this idea before (Brass Myths – Hanging the Trumpet From the Ceiling, No Pressure Brass Embouchure – Fact or Urban Legend?, Trumpet on a String Legend Part 2 – Rafael Méndez). There may very well be something useful we can learn from trying this exercise out, but Stevens instructs us to, “Practice in this fashion at least a half hour a day, total playing time.” I can’t speak for you, but I’ve got too many other things to work on to spend 30 minutes with the instrument in my palm, even spread out over the day. It’s not the way I’m going to perform and the left hand grip is an important part of a trumpet or trombone musician’s embouchure mechanics. Frankly, I don’t find the palm exercise useful enough to practice it any more or recommend it to others. There are other, better ways to get at what you need.
The bulk of the book, however, are exercises that will be familiar to most brass musicians. The exercises tend to be organized around chord arpeggios playing along the overtone series. Stevens suggests playing each exercise set slurred and tongued. The ranges expand from the lower end of the trumpet range all the way up to the extreme upper register. There are dynamics indicated that get you playing soft and loud. There are exercises similar to ones you might find in Arbans that work on tonguing and fingering patterns. So you’re going to find that this book addresses a pretty complete list of brass playing technique.
A lot of space is saved in the book by not writing out complete exercises, but by writing out a single variation, say a rhythmic pattern, and asking you to play the previous exercise fully with that variation. I think this is good both for making the book a little more manageable to read, but also because I think it’s good to learn to play things without reading music.
There are a handful of exercises that can be played with 2 or 3 players, which would be useful for teachers who are warming students up or helping them with scales in different keys while in lessons.
I haven’t spent time working out of the back half of the book, but I have been using the exercises in the early part as part of my morning practice routine for a couple of months now. Since I’m aware enough how my chops work there are several instructions on how to practice them that I’ve ignored, but overall I feel that the time spent has been helpful. One of the flaws in the book, I feel, is that there’s little attention given to what order to practice the materials in and there’s simply too much in there to use all in one day, so you’ll need to skip around. I took the approach to play through everything up to a point and then picked and chose some things to focus on daily. I also have been doing fewer sets of most of the exercises. For example, rather than go up an exercise by half steps I go up by whole steps and get through the exercise faster. You’ll need to try the material out for yourself and see how you respond to them.
So overall my personal experience working out of Embouchure Self-Analysis has been positive, but your milage may vary. If you are definitely a “Low Placement” embouchure type and have the more common characteristic of aligning the teeth while playing then you’ll probably do pretty well following most of Stevens’s advice. If you’re not, you’ll need to work out which parts you need to ignore, such as a placement with more lower lip inside the mouthpiece or a horn angle close to straight out. The exercises themselves are pretty good and most brass players will find working on them to be a pretty good embouchure workout. Just practice them carefully and don’t overdo it.
Have you read this book and tried out the exercises for yourself? Did you study with Roy Stevens and have something to add or a correction to make? Please leave your thoughts in the comments section. I’d love to hear the opinion of others about it.